Click here to learn more about our financial professionals by visiting FINRA's BrokerCheck.

USA Patriot Act

Section 326

Section 326 of the USA Patriot Act requires FSC Securities Corporation as a Broker/Dealer to obtain and maintain records verifying the identity of any person seeking to open an account.

This requirement will be met by obtaining a copy of proof of identification (Driver License or I.D.) from all persons seeking to open an account as well as those who actively hold an open account.

These records will be kept confidential and maintained in each individual client file. The information contained in these records will be provided to the requesting firms upon the opening of account.